The Undergraduate Year 4 (Senior) Investment Analysis rubric is designed to assess students’ mastery of advanced investment concepts and analytical techniques essential for careers in finance. This rubric evaluates students’ ability to apply theoretical knowledge to real-world investment scenarios; emphasizing critical thinking; quantitative analysis; and decision-making skills. Students are expected to demonstrate proficiency in valuing securities; constructing optimal portfolios; and assessing risk-return trade-offs using modern financial models such as the Capital Asset Pricing Model (CAPM) and Arbitrage Pricing Theory (APT). The rubric measures students’ understanding of equity and fixed-income analysis; including dividend discount models; bond pricing; and yield curve dynamics. It also evaluates their ability to interpret financial statements; analyze macroeconomic indicators; and incorporate qualitative factors into investment decisions. Through case studies and simulations; students develop practical skills in asset allocation; performance evaluation; and ethical considerations in investing. A key educational benefit of this rubric is its focus on integrating classroom learning with hands-on experience. Students engage in projects that replicate professional investment environments; such as managing mock portfolios or conducting equity research. These activities foster teamwork; communication; and problem-solving abilities while reinforcing theoretical principles. The rubric also emphasizes the importance of staying current with financial markets; encouraging students to analyze trends and adapt strategies accordingly. By meeting the criteria outlined in this rubric; students gain a competitive edge in the finance industry. They leave the course equipped with the analytical tools; technical expertise; and judgment required to make informed investment decisions. The rubric ensures graduates are prepared for certifications such as the CFA or careers in asset management; investment banking; or financial advisory roles.
